We serve as a technology partner to your organization by working with you to customize your dedicated compliance platform. Our goal is to give you a complete, comprehensive solution that works the way you want it to, when you need it to.
Exception Based Workflows
Improve efficiency of compliance reviews through an automated process based on a rules engine leveraging market data, firm policies, and more
Your platform will be built with intuitive functionality and your firm’s preferences on data display, dashboards, and input controls
Custom Forms For Any Policy
Create a form when regulatory requirements change or your firm adds or updates policies (e.g. marketing material review, client termination reports, whistleblower activity)