We serve as a technology partner to your organization by working with you to customize your dedicated compliance platform. Our goal is to give you a complete, comprehensive solution that works the way you want it to, when you need it to.
Exception Based Workflows
Improve efficiency of compliance reviews through an automated process based on a rules engine leveraging market data, firm policies, and more
Tailored User-Interface
Your platform will be built with intuitive functionality and your firm’s preferences on data display, dashboards, and input controls
Custom Forms For Any Policy
Create a form when regulatory requirements change or your firm adds or updates policies (e.g. marketing material review, client termination reports, whistleblower activity)