Create a compliance platform built on your firm’s policies and procedures. Our solution is built for firms at every stage, in any shape, at any size. We set our pricing at a level that allows your firm to grow and scale.
We built Paragon to simplify compliance with the evolving regulatory landscape in mind. No matter the stage or size of your firm, Paragon’s centralized compliance platform gives your team the tools to follow regulatory rules and regulations.
With several regulatory mandates to follow, Paragon Data Labs gives you a place to keep all required documentation and processes for Code of Ethics monitoring and more in one place. Our modern technology, intuitive processes, and friendly user-interface drive an enhanced experience. This creates convenience and ease-of-use for your compliance team to monitor firm activity and for employees to carry out their compliance obligations.
The Paragon Advantage
Broker Feed Management
Our team takes on the labor of broker feed connections from contacting the broker on your behalf to cleansing the data to remove false positives.
Advanced On-the-Fly Data & Reporting
Your compliance data will be accessible to transform and create visualizations all within the platform, reducing the need to make one-off data exports.
Custom Forms, Workflows, and Permissions
Each form has dynamic capabilities reducing confusion of what fields need to be filled in. Workflows are configured to give a timely response and status updates to employees making requests and disclosures. Employees will only have access to portions of the platform where they have permission.
Enterprise Ready Integration
Paragon is fully scalable and ready to integrate with your firm’s technology via API or SFTP.
Our attestation, certifications, and questionnaires are effectively administered and tracked in Paragon. Utilize automated reminders and follow-ups to ensure timely completion from all employees.
Create information barriers and ensure MNPI is properly disclosed and contained. Our platform has the capability to flag and escalate trades for further review based on firm specific preferences and market data such as volatility.
With a dedicated implementation manager, our team will ensure Paragon is customized to your firm’s needs and performs to strengthen your compliance program.
As the regulatory landscape evolves, so do we. Paragon has the capability to review crypto pre-clears so your firm can monitor employee activity in the market. As regulation unfolds, our platform will ensure you have the right tools for oversight.