Disclosure Management

Stay ahead of potential conflicts of interest

Disclosure Management
Submit, review, and monitor disclosures in a single place. A central platform for all employee disclosures including, but not limited to: 
  • Outside Business Activities (OBAs)
  • Gifts and Entertainment (G&E)
  • Political Contributions
  • Professional Certifications
  • Fiduciary Roles
  • What is a conflict of interest?

    A conflict of interest arises when an employee’s private affairs or financial interests are in conflict, or could lead to perceived conflict, with the employee’s duties or obligations to the employer.

  • How does Paragon identify potential conflicts of interest?

    With your compliance data in a centralized platform, Paragon analyzes the information disclosed and detects overlaps of security names, company names, and other unique identifiers to pinpoint potential conflicts of interest for further compliance review.

  • How do I know if an employee is reaching their Gifts & Entertainment limits?

    Paragon automatically aggregates the dollar amount disclosed so you don’t have to. In addition, if multiple employees are involved in G&E, it breaks down the amount disclosed between each employee.