We know change is hard, so we offer a full-service implementation. Whether you are moving from a manual process or a different vendor, our dedicated team will guide you through every step of the process.
Our implementation is broken down into 3 critical workstreams:
Requirements Gathering & Configuration
Users
Roles and responsibilities are determined for role-based access and setup of the authentication method for logging into Paragon
Broker Onboarding
Documentation for migrating existing broker feeds and setting up new feeds are prepared on your firm’s behalf by Paragon
Defining Forms and Workflows
Review Code of Ethics program and firm policies to create exceptions-based rules for workflows and review processes
Integration & Migration
Integration
Assess firm’s technology systems and develop strategic plan to connect Paragon into the ecosystem
Migration
Secure extraction of legacy data from existing platform or other compliance data repository
User Readiness
Testing
Receive a carbon copy of your platform to stress test and give feedback for changes ensuring your platform functions the way you expect it to prior to full firm launch
Training
Hands-on user training is administered by Paragon for compliance personnel and employees